流体天线辅助速率分割多址和速率最大化研究

      Sum Rate Maximization of Fluid Antenna-Assisted Rate Splitting Multiple Access

      • 摘要: 本文研究了融合流体天线系统(fluid antenna system, FAS)与速率分割多址(rate-splitting multiple access, RSMA)的多输入单输出下行系统和速率最大化问题。针对该系统中预编码设计与流体天线端口选择相互耦合所形成的高维非凸混合优化难题,首先建立了包含公共速率分配、波束成形预编码及端口选择的和速率最大化模型。在此基础上,提出两种求解方法:其一为基于端口预选的低复杂度优化方法,即按照最大信道增益范数准则预先确定各用户流体天线端口位置,并利用逐次凸近似(successive convex approximation,SCA)算法优化预编码矩阵;其二为基于Gumbel-Softmax的端口选择与预编码联合优化方法,通过对离散端口选择变量进行连续松弛,实现端口选择与预编码变量的端到端联合设计。仿真结果表明:与传统天线系统及传统非正交多址方案相比,FAS与RSMA的融合可显著提升系统和速率;系统性能随端口数、发射功率及空间孔径增大而提高,但增益受空间相关性影响呈现边际递减趋势;同时,所提联合优化方法在不同信噪比、端口数和空间孔径配置下均优于端口预选-SCA方法,表明联合设计能够更充分挖掘FAS空间重构能力与RSMA干扰管理机制之间的协同增益。

         

        Abstract: This paper investigates the sum-rate maximization problem in a multiple-input single-output downlink system integrating fluid antenna systems (FAS) and rate-splitting multiple access (RSMA). Since precoding design and fluid-antenna port selection are strongly coupled, the resulting optimization problem is a high-dimensional non-convex mixed-variable problem. To address this issue, a sum-rate maximization model is first established by jointly considering common-rate allocation, beamforming precoding, and port selection. Then, two solution methods are developed. The first is a low-complexity scheme based on port pre-selection, where the fluid-antenna port of each user is determined according to the maximum channel-gain norm criterion, followed by precoder optimization via successive convex approximation (SCA). The second is a Gumbel-Softmax-based joint optimization method, in which the discrete port-selection variables are continuously relaxed so that port selection and precoding can be optimized in an end-to-end manner. Simulation results show that the integration of FAS and RSMA achieves significant sum-rate gains over conventional antenna systems and conventional non-orthogonal multiple access schemes. The system performance improves with the number of ports, transmit power, and antenna aperture, while the gain gradually saturates due to spatial correlation. Moreover, under different signal-to-noise ratios, port numbers, and aperture settings, the proposed joint optimization method consistently outperforms the port pre-selection SCA scheme, demonstrating that joint design can better exploit the synergy between the spatial reconfigurability of FAS and the interference-management capability of RSMA.

         

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